TWO WAYS TO PARTNER WITH SMS

Sowell Management Services offers two distinct partnership avenues that we believe are our core competencies – Back Office Services and Portfolio Management. Whether you are an RIA, IAR, or looking to break into the business of investment advisory, our firm’s diverse set of services can accommodate your needs.

Back Office

  • Billing & Reporting
  • Technology
  • Account Opening & Paperwork
  • Marketing & Branding
  • Cashiering

Portfolio Management

  • 32 SMA Strategies
  • White Labeled Solutions
  • Portfolio Design Team
  • Outsourced Selection
  • Access to Outside Managers

Feel secure in knowing you can build your brand and deliver comprehensive solutions to your clients, while doing it in a cost effective and efficient manner!

Partner with SMS

Take Your Business to the next level

Sowell Management Services offers an array of back office and portfolio management services. If you are an advisor or RIA looking for a partner to take your practice to the next level, our all-inclusive lineup of services could be the answer you’ve been looking for!
How to Utilize Sowell Management Services
Independence

You retain 100% ownership of your practice!

Turn-key Technology Suite

State-of-the-art technology tools to help you grow

 Transition Support

Our seasoned team guides your transition process

Custodial Options

TD Ameritrade, Fidelity, Pershing, Schwab & TCA (SMS Pricing)

Dedicated Support

IAR/RIA partners have a dedicated support team for account openings and other necessary business functions

Brand Development

Keep your established brand –or– design and integrate a new brand/logo

Compliance Outsourcing

RIA partners can outsource compliance responsibilities

Outsourced CIO

Leverage the SMS Investment Committee with white-label portfolio strategies, thought leadership, risk management, and manager selection

Partners

B/D Partner Opportunities

Sowell Management Services manages assets for industry professionals through a network of some of the industry’s largest and most respected independent broker/dealers. We have extensive experience in working with some of the best independent Broker/Dealers in the industry.  We also have Investment Advisor Representatives that are directly affiliated with Sowell Management Services. Check out some of our partners who utilize the services of our business below: